SEBI & Listing Compliances Including Audits
SGA provides the listed company with a range of services including but not limited to the following:
- Assistance in managing IPO / FPO
- Listing/ delisting/ relisting of securities including approval from SEBI / Stock Exchanges and other regulatory authorities
- Audits and certifications under SEBI ( Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI LODR")
- Assistance in compliance with various guidelines, rules and regulations (including SEBI LODR) issued by SEBI from time to time
- Acting as scrutinizer in the process of postal ballot, court-convened meetings, etc.
- Complete handholding for pre and post-listing related compliances for newly listed companies including drafting and finalizing various corporate governance-related policies / framework, and compliance-related training for the management team of such listed companies
- ESOP ( Employee Stock Ownership Plan ) / ESOS ( Employee Stock Option Scheme ) / Sweat Equity Scheme: Designing and implementing ESOP, ESOS, and Sweat Equity Scheme including drafting scheme, relevant agreements, and ensuring compliance with relevant regulations
- Other allied services