Legal / Secretarial due diligence process in relation to IPOs
When a company plans to go public through an Initial Public Offering (IPO), a thorough due diligence process is vital. We conduct a comprehensive review of your company’s legal and secretarial records to ensure everything is in order.
Our team identifies any possible problems that could arise during the IPO process and provides detailed recommendations to address them. This helps ensure a smooth and successful public offering, reducing risks and enhancing investor confidence.
Provide consultancy & procedural formalities with respect to ESOP
Employee Stock Option Plans (ESOPs) are a great way to motivate and retain employees. We provide expert consultancy on designing and implementing ESOPs that comply with Indian regulations.
We assist with all procedural formalities, including drafting the necessary documents, obtaining approvals, and managing the ESOP’s lifecycle. Our support ensures that your ESOP is legally compliant and effectively managed.
Expert advice on primary & Secondary Stock Market
Navigating the stock market can be complex. We offer expert advice on both the primary and secondary stock markets to help you make informed decisions.
Whether you are issuing new shares or trading existing ones, our team provides the guidance you need. We help you understand market trends, regulatory requirements, and the best strategies for your business.
Insider Trading Compliances
Insider trading laws are strict, and non-compliance can lead to severe penalties. We help your company understand and comply with insider trading regulations.
Our team provides training and guidelines to ensure that your employees and management adhere to these laws. We also assist in implementing robust compliance systems to prevent insider trading violations.
Ready to Elevate Your Corporate Governance
At Sanjay Grover & Associates, we are passionate about helping businesses enhance their corporate governance standards. We are ready to partner with you in gaining adherence and driving success.
Compliances under SEBI, Listing Agreements and Corporate Governance
The Securities and Exchange Board of India (SEBI) has stringent regulations for listed companies. We help you comply with SEBI regulations, listing agreements, and corporate governance standards.
Our services include regular compliance audits, assistance with filings, and advice on best practices. This ensures that your company meets all regulatory requirements and maintains a good standing in the market.
Preferential Issues / Private Placements and Right issues
Raising capital through preferential issues, private placements, or rights issues requires careful planning and compliance. We guide you through the entire process, ensuring all regulatory requirements are met.
Our team assists in drafting the necessary documents, obtaining approvals, and managing the issuance process. This helps you raise capital efficiently while staying compliant with the law.
Delisting of Securities
Delisting securities from a stock exchange involves several legal and procedural steps. We provide comprehensive support to ensure a smooth and compliant delisting process.
We handle all the necessary paperwork, communicate with regulatory authorities, and guide you through each step. Our goal is to make the delisting process as seamless as possible, reducing stress and ensuring compliance.
