Secretarial Audit
A Secretarial Audit helps confirm that your company adheres to all regulatory conditions. Our team reviews your company’s records, policies, and procedures to identify any non-compliance issues.
We then deliver a detailed report with suggestions to enhance adherence and governance. This helps your company avoid legal problems and improves clarity with stakeholders.
Legal, Financial and Management Due Diligence
Due diligence is vital when making meaningful business decisions, like mergers or acquisitions. We perform specific legal, financial, and management due diligence to recognize risks and opportunities.
Our detailed research helps you make knowledgeable decisions, making sure that all factors of the transaction are clear and understood. This decreases chances and enhances the likelihood of a successful business deal.
Audit of Corporate Governance Systems
Useful corporate governance is vital for the smooth functioning of any business. We audit your corporate governance systems to make sure they are robust and effective.
Our audit highlights areas for improvement and ensures that your company adheres to best practices. This fosters trust among investors and enhances your company’s reputation.
Corporate Compliance Management Services
Staying compliant with various laws and regulations is critical. We offer corporate compliance management services to help you keep track of and comply with all regulatory requirements.
Our team monitors changes in laws and updates your compliance processes accordingly. This ensures that your business operates within the legal framework at all times.
Ready to Elevate Your Corporate Governance
At Sanjay Grover & Associates, we are passionate about helping businesses enhance their corporate governance standards. We are ready to partner with you in gaining adherence and driving success.
Capital Reconciliation
Capital reconciliation involves verifying the accuracy of your company’s capital structure. We confirm that your capital records match the actual capital position of the company.
This process helps identify discrepancies and ensures that your financial statements are accurate. Accurate capital reconciliation is essential for maintaining investor trust and financial integrity.
Share Transfer Audit
Share transfers need to be accurately recorded and compliant with legal requirements. We audit share transfers to ensure that all transactions are properly documented and compliant with the law.
Our audit helps prevent disputes and ensures transparency in shared transactions. This protects shareholder interests and maintains trust in your company’s operations.
Internal Audit / Concurrent Audit of Depository Participants
Depository participants play a crucial role in the securities market. We conduct internal and concurrent audits of depository participants to ensure compliance with regulatory requirements and internal controls.
Our audits help identify weaknesses and recommend improvements. This ensures the integrity and efficiency of depository operations.
Internal Audit of Portfolio Managers
Portfolio managers handle significant investments, and it’s crucial to ensure their operations are compliant and effective. We conduct internal audits of portfolio managers to assess their investment practices and compliance with regulations.
Our audit provides insights into the effectiveness of portfolio management and suggests improvements. This ensures better management of investment portfolios and compliance with regulatory standards.
Audit of Public Deposits
Managing public deposits requires strict adherence to regulatory standards. We audit public deposits to ensure compliance with all relevant regulations and to safeguard depositor interests.
Our audit helps identify any issues in managing public deposits and provides recommendations for improvement. This ensures the safety and transparency of public deposits, enhancing trust among depositors.
